APPELLATE COURT OPINIONS

Nedra R. Hastings v. Larry M. Hastings, Jr.

W2020-00989-COA-T10B-CV

This is an interlocutory appeal as of right, pursuant to Rule 10B of the Rules of the Supreme Court of Tennessee, filed by Nedra R. Hastings (“Petitioner”), seeking to recuse a special judge in this case involving child support matters. Having reviewed the petition for recusal appeal filed by Petitioner, and finding it fatally deficient, we dismiss the appeal.

Authoring Judge: Judge Thomas R. Frierson, II
Originating Judge:Magistrate Nancy Percer Kessler
Shelby County Court of Appeals 08/06/20
Alberto Conde-Valentino v. State of Tennessee

M2019-00617-CCA-R3-PC

The Petitioner, Alberto Conde-Valentino, appeals the Davidson County Criminal Court’s denial of his petition for post-conviction relief, seeking relief from his convictions of first degree felony murder and especially aggravated robbery and resulting effective sentence of life in confinement. On appeal, the Petitioner contends that he received the ineffective assistance of trial counsel. Based upon the record and the parties’ briefs, we affirm the judgment of the post-conviction court.

Authoring Judge: Judge Norma McGee Ogle
Originating Judge:Judge Angelita Blackshear Dalton
Davidson County Court of Criminal Appeals 08/06/20
Jenny M. Ruzzene v. Dieontea M. Stewart

E2019-00291-COA-R3-CV

The Appellant appeals the entry of an order of protection that was entered against him. Because that order of protection has expired, we dismiss the appeal as moot.

Authoring Judge: Judge Arnold B. Goldin
Originating Judge:Judge John F. Weaver
Knox County Court of Appeals 08/06/20
Forcum-Lannom, Inc. v. Sake Japanese Steakhouse, Inc.

W2019-02095-COA-R3-CV

Appellant filed a detainer action against Appellee, seeking possession of commercial property. The lawsuit was premised on Appellant’s assertion that Appellee breached the commercial lease, under which it purportedly leased Appellant’s property. Appellee, however, is not a party to the lease. As such, the judgment for breach and for back rents entered against Appellee is of no force or effect. Vacated and remanded.

Authoring Judge: Judge Kenny Armstrong
Originating Judge:Judge R. Lee Moore, Jr.
Dyer County Court of Appeals 08/06/20
In Re Conservatorship of Betty A. Winston

W2019-01134-COA-R3-CV

This appeal involves a conservatorship proceeding between two sisters with regard to their mother. The appealing sister argues that the trial court’s order was deficient in several respects and that the trial court abused its discretion in naming the other sister as conservator, rather than a public guardian. Discerning no abuse of discretion, we affirm.

Authoring Judge: Presiding Judge J. Steven Stafford
Originating Judge:Chancellor James F. Butler
Madison County Court of Appeals 08/06/20
Dorothy Eskridge Et Al. v. NHC Healthcare Farragut, LLC, Et Al.

E2019-01671-COA-R3-CV

This appeal arises from a healthcare liability action. In these proceedings, the plaintiff filed a complaint against the defendants in January 2018. The Trial Court issued summonses the following day, and the plaintiff’s attorney took the summonses to serve through private process instead of through the local sheriff’s department. Service was subsequently completed on the defendants’ registered agent eighty-nine days after issuance of the summonses. The defendants filed an answer raising as an affirmative defense that the defendants had not been properly served with process pursuant to Tennessee Rule of Civil Procedure 4. The returns for the original summonses were not filed with the Trial Court until January 2019. The plaintiff filed a motion to strike the defendants’ affirmative defense alleging that the defendants had not sufficiently pled it pursuant to Tennessee Rule of Civil Procedure 8.03. Thereafter, the defendants filed a motion to dismiss pursuant to Tennessee Rules of Civil Procedure 4.01(3) and 12.02(4)-(5), alleging intentional delay of process, insufficient service of process, and insufficient process. The Trial Court denied the plaintiff’s motion to strike the affirmative defense and granted the defendants’ motion to dismiss. The plaintiff appeals. Upon a review of the record, we affirm the Trial Court’s denial of the plaintiff’s motion to strike but reverse the Trial Court’s grant of the defendants’ motion to dismiss.

Authoring Judge: Judge D. Michael Swiney
Originating Judge:Judge Deborah C. Stevens
Knox County Court of Appeals 08/06/20
State of Tennessee v. Charles Meriweather

M2019-01779-CCA-R3-CD

On March 4, 2011, Charles Meriweather, Defendant, entered negotiated pleas of guilty to two Class B felony drug offenses and was sentenced to consecutive terms of twelve-years. The effective twenty-four-year sentence was also ordered to be served consecutively to a federal sentence. The judgments provided that the sentences would be served in a “community based alternative” and required Defendant to report to the community corrections officer within seventy-two hours of his release from federal custody. Defendant was arrested in 2018 on drug and weapons charges. Following a revocation hearing, the trial court revoked Defendant’s probation and ordered Defendant to serve his sentences in the Department of Correction. Defendant claims that the trial court abused its discretion in ordering his sentences to be served. After a thorough review of the record and applicable case law, we affirm the judgments of the trial court.

Authoring Judge: Judge Robert L. Holloway, Jr.
Originating Judge:Judge Jennifer Smith
Davidson County Court of Criminal Appeals 08/06/20
Benjamin Lay, Et Al. v. Mark Goins, Et Al. - Concurring In Part and Dissenting In Part

M2020-00832-SC-RDM-CV

Under the majority’s decision, qualified Tennessee voters can now vote by absentee mail ballot if voters, in their discretion, determine they have underlying medical or health conditions that make them more susceptible to contracting COVID-19 or if they are vulnerable to greater health risks should they contract COVID-19, or if they care for someone with such a condition.1 I concur in part because I welcome this result as to those plaintiffs, and I agree with much of what the majority has to say about the rest. This cascade of agreement includes: the presumption of constitutionality afforded to Tennessee Code Annotated sections 2-6-201(5)(C) and (D); the application of the Anderson-Burdick standard of review; the moderate burden on the right to vote of those plaintiffs who do not have (or care for someone with) an underlying condition; and the lack of persuasiveness of the Defendants’ evidence of voter fraud. And yet I must dissent.

Authoring Judge: Justice Sharon G. Lee
Originating Judge:Chancellor Ellen Hobbs Lyle
Davidson County Supreme Court 08/05/20
Jeffrey Clay Davis v. Vanderbilt University Medical Center

M2019-01860-COA-R3-CV

A medical center employee sued the medical center under the Tennessee Public Protection Act (“the TPPA”) asserting that his employment was terminated because he refused to remain silent about the medical center’s failure to enact policies to safeguard its employees from workplace violence. The medical center moved to dismiss the employee’s complaint for failure to state a claim, and the trial court granted the motion. We conclude that the employee’s complaint satisfies the TPPA’s “illegal act” requirement because it alleges the violation of the Occupational Safety and Health Act’s general duty clause and describes activities that implicate important public policy concerns. Therefore, we reverse the trial court’s dismissal.

Authoring Judge: Judge Andy D. Bennett
Originating Judge:Chancellor Anne C. Martin
Davidson County Court of Appeals 08/05/20
Earle J. Fisher, Et Al. v. Tre Hargett, Et Al.

M2020-00831-SC-RDM-CV

We assumed jurisdiction over these appeals pursuant to Tennessee Code Annotated section 16-3-201(d)(1) (2009 & Supp. 2019) and Rule 48 of the Rules of the Tennessee Supreme Court and ordered expedited briefing and oral argument. The issue we must determine is whether the trial court properly issued a temporary injunction enjoining the State from enforcing its current construction of the eligibility requirements for absentee voting stated in Tennessee Code Annotated section 2-6-201(5)(C) and (D) (2014 & Supp. 2019). The injunction temporarily mandated the State to provide any eligible Tennessee voter, who applies to vote by mail in order to avoid transmission or contraction of COVID-19, an absentee ballot in upcoming elections during the pendency of pandemic circumstances. The injunction further mandated the State to implement the construction and application of Tennessee Code Annotated section 2-6-201(5)(C) and (D) that any qualified voter who determines it is impossible or unreasonable to vote in-person at a polling place due to the COVID-19 situation shall be eligible to check the box on the absentee ballot application that ‟the person is hospitalized, ill or physically disabled and because of such condition, the person is unable to appear at the person’s polling place on election day; or the person is a caretaker of a hospitalized, ill or physically disabled person,” and have that absentee voting request duly processed by the State in accordance with Tennessee law. At oral argument before this Court, the State conceded that, under its interpretation of Tennessee Code Annotated section 2-6-201(5)(C) and (D), persons who have underlying medical or health conditions which render them more susceptible to contracting COVID-19 or at greater risk should they contract it (“persons with special vulnerability to COVID-19”), as well as those who are caretakers for persons with special vulnerability to COVID-19, already are eligible to vote absentee by mail. We hold that injunctive relief is not necessary with respect to such plaintiffs and persons. We instruct the State to ensure that appropriate guidance, consistent with the State’s acknowledged interpretation, is provided to Tennessee registered voters with respect to the eligibility of such persons to vote absentee by mail in advance of the November 2020 election.

With respect to those plaintiffs and persons who do not have special vulnerability to COVID-19 or who are not caretakers for persons with special vulnerability to COVID-19, we hold that the trial court erred in issuing the temporary injunction. Accordingly, we vacate the temporary injunction. Recognizing that absentee ballots already have been cast for the August 6, 2020 election consistent with the trial court’s temporary injunction, and mindful of the goal of avoiding alterations to election rules on the eve of an election, the absentee ballots of all Tennessee registered voters who timely requested and submitted an absentee ballot by mail for the August 6, 2020 election pursuant to the trial court’s temporary injunction and which absentee ballots otherwise meet the requirements of the absentee voting statutes shall be duly counted. These cases are remanded to the trial court for further proceedings consistent with this opinion.

This opinion is not subject to rehearing under Tennessee Rule of Appellate Procedure 39, and the Clerk is directed to certify this opinion as final and to immediately issue the mandate.

Authoring Judge: Justice Cornelia A. Clark
Originating Judge:Chancellor Ellen Hobbs Lyle
Davidson County Supreme Court 08/05/20
Earle J. Fisher, Et Al. v. Tre Hargett, Et Al. - Concurring In Part and Dissenting In Part

M2020-00831-SC-RDM-CV

Under the majority’s decision, qualified Tennessee voters can now vote by absentee mail ballot if voters, in their discretion, determine they have underlying medical or health conditions that make them more susceptible to contracting COVID-19 or if they are vulnerable to greater health risks should they contract COVID-19, or if they care for someone with such a condition.1 I concur in part because I welcome this result as to those plaintiffs, and I agree with much of what the majority has to say about the rest. This cascade of agreement includes: the presumption of constitutionality afforded to Tennessee Code Annotated sections 2-6-201(5)(C) and (D); the application of the Anderson-Burdick standard of review; the moderate burden on the right to vote of those plaintiffs who do not have (or care for someone with) an underlying condition; and the lack of persuasiveness of the Defendants’ evidence of voter fraud. And yet I must dissent.
 

Authoring Judge: Justice Sharon G. Lee
Originating Judge:Chancellor Ellen Hobbs Lyle
Davidson County Supreme Court 08/05/20
Benjamin Lay, Et Al. v. Mark Goins, Et Al.

M2020-00832-SC-RDM-CV

We assumed jurisdiction over these appeals pursuant to Tennessee Code Annotated section 16-3-201(d)(1) (2009 & Supp. 2019) and Rule 48 of the Rules of the Tennessee Supreme Court and ordered expedited briefing and oral argument. The issue we must determine is whether the trial court properly issued a temporary injunction enjoining the State from enforcing its current construction of the eligibility requirements for absentee voting stated in Tennessee Code Annotated section 2-6-201(5)(C) and (D) (2014 & Supp. 2019). The injunction temporarily mandated the State to provide any eligible Tennessee voter, who applies to vote by mail in order to avoid transmission or contraction of COVID-19, an absentee ballot in upcoming elections during the pendency of pandemic circumstances. The injunction further mandated the State to implement the construction and application of Tennessee Code Annotated section 2-6-201(5)(C) and (D) that any qualified voter who determines it is impossible or unreasonable to vote in-person at a polling place due to the COVID-19 situation shall be eligible to check the box on the absentee ballot application that ‟the person is hospitalized, ill or physically disabled and because of such condition, the person is unable to appear at the person’s polling place on election day; or the person is a caretaker of a hospitalized, ill or physically disabled person,” and have that absentee voting request duly processed by the State in accordance with Tennessee law. At oral argument before this Court, the State conceded that, under its interpretation of Tennessee Code Annotated section 2-6-201(5)(C) and (D), persons who have underlying medical or health conditions which render them more susceptible to contracting COVID-19 or at greater risk should they contract it (“persons with special vulnerability to COVID-19”), as well as those who are caretakers for persons with special vulnerability to COVID-19, already are eligible to vote absentee by mail. We hold that injunctive relief is not necessary with respect to such plaintiffs and persons. We instruct the State to ensure that appropriate guidance, consistent with the State’s acknowledged interpretation, is provided to Tennessee registered voters with respect to the eligibility of such persons to vote absentee by mail in advance of the November 2020 election.

With respect to those plaintiffs and persons who do not have special vulnerability to COVID-19 or who are not caretakers for persons with special vulnerability to COVID-19, we hold that the trial court erred in issuing the temporary injunction. Accordingly, we vacate the temporary injunction. Recognizing that absentee ballots already have been cast for the August 6, 2020 election consistent with the trial court’s temporary injunction, and mindful of the goal of avoiding alterations to election rules on the eve of an election, the absentee ballots of all Tennessee registered voters who timely requested and submitted an absentee ballot by mail for the August 6, 2020 election pursuant to the trial court’s temporary injunction and which absentee ballots otherwise meet the requirements of the absentee voting statutes shall be duly counted. These cases are remanded to the trial court for further proceedings consistent with this opinion.

This opinion is not subject to rehearing under Tennessee Rule of Appellate Procedure 39, and the Clerk is directed to certify this opinion as final and to immediately issue the mandate.
  

Authoring Judge: Justice Cornelia A. Clark
Originating Judge:Chancellor Ellen Hobbs Lyle
Davidson County Supreme Court 08/05/20
In Re Justin D. Et Al. - Concurring and Dissenting Opinion

E2019-00589-COA-R3-PT

concur with the majority’s opinion except as to the holding that the ground as to the “failure to manifest an ability and willingness to assume custody” was not satisfied as to Mother. This Court is split on this issue, and I agree with the line of cases that hold that the parent has to be able and willing rather than just either of the two. See In re Amynn K., No. E2017-01866-COA-R3-PT, 2018 WL 3058280, at *12-14 (Tenn. Ct. App. June 20, 2018). I would affirm the Trial Court’s determination “that the Petitioners have proven by clear and convincing evidence that the Mother has demonstrated an unwillingness to assume custody of the minor children.” I agree with the Trial Court that Mother’s “sobriety was only very recently established, and her continued success in her sobriety is questionable . . . .” Mother’s unwillingness to assume custody satisfies this requirement of Tenn. Code Ann. § 36-1-113(g)(14). I concur in all the rest of the majority’s opinion including termination of Father’s and Mother’s parental rights. Given this Court’s recurring clear and irreconcilable split as to this question of statutory interpretation, I request the Tennessee Supreme Court accept and resolve this issue once it has the opportunity to do so.

Authoring Judge: Judge D. Michael Swiney
Originating Judge:Judge David R. Shults
Unicoi County Court of Appeals 08/04/20
In Re Justin D. Et Al.

E2019-00589-COA-R3-PT

A mother and father’s parental rights to two children were terminated on the grounds of abandonment, persistence of conditions, failure to manifest an ability and willingness to assume custody, and upon a determination that terminating the parents’ rights would be in the best interest of the children. Each parent appeals; we reverse in part as to certain statutory grounds but affirm the termination of the parental rights of each parent.

Authoring Judge: Judge Richard H. Dinkins
Originating Judge:Judge David R. Shults
Unicoi County Court of Appeals 08/04/20
State of Tennessee v. Jessica M. Thompson

W2019-01007-CCA-R3-CD

Defendant, Jessica M. Thompson, appeals from the trial court’s revocation of her probation. Upon our review of the record, we affirm the judgment of the trial court.

Authoring Judge: Judge Thomas T. Woodall
Originating Judge:Judge R. Lee Moore, Jr.
Dyer County Court of Criminal Appeals 08/03/20
Barry Charles Blackburn Ex Rel. Briton B. v. Mark A. McLean, Et Al.

M2019-00428-COA -R3-CV

This is a wrongful death healthcare liability action against two defendants, a hospital and an emergency room physician. Following extensive discovery and scheduling orders, the physician defendant filed a motion for summary judgment, and the hospital joined in the motion. The trial court granted each defendant partial summary judgment by dismissing 17 claims alleging the defendants breached standards of care. When the hospital filed its motion to summarily dismiss the remaining claims against it, the plaintiff filed a response and a motion to substitute his physician expert witness for a different expert witness. The defendants opposed the motion, and the trial court denied the motion to substitute the plaintiff’s expert witness. The court also summarily dismissed all remaining claims against the hospital, leaving only the claims against the emergency room physician for trial. Upon motion of the plaintiff, the court certified the summary dismissal of all claims against the hospital as a final judgment pursuant to Tenn. R. Civ. P. 54.02. This appeal followed. We have determined that the trial court erred in certifying the order as a final judgment under Tenn. R. Civ. P. 54.02 because, inter alia, any decision we make regarding the adjudicated claims against the hospital may encroach upon the unadjudicated claims to be tried against the emergency room physician. Moreover, there is no basis upon which to conclude that an injustice may result from the delay in awaiting adjudication of the entire case. Therefore, there is a just reason for delaying the expedited appeal of the summary dismissal of all claims against the hospital. Accordingly, we vacate the trial court’s order certifying the judgment as final under Rule 54.02 and remand for further proceedings.

Authoring Judge: Presiding Judge Frank G. Clement
Originating Judge:M2019-00428-COA-R3-CV
Maury County Court of Appeals 07/31/20
State of Tennessee v. Harvey Lee Webster

M2019-02182-CCA-R3-CD

Petitioner, Harvey Lee Webster, appeals the trial court’s summary dismissal of his motion filed pursuant to Tennessee Rule of Criminal Procedure 36.1. He alleges that his sentences are illegal because his concurrent sentences had to run consecutively because he was on probation at the time of the offenses. After a thorough review, we affirm the judgment of the trial court.

Authoring Judge: Judge Thomas T. Woodall
Originating Judge:Judge Cheryl A. Blackburn
Davidson County Court of Criminal Appeals 07/31/20
State of Tennessee v. Kenneth D. Rudd, Sr.

W2019-00692-CCA-R3-CD

A Fayette County Circuit Court Jury convicted the Appellant, Kenneth D. Rudd Sr., of rape and incest. The Appellant was sentenced as a Range II, multiple offender to a total effective sentence of seventeen years in the Tennessee Department of Correction. On appeal, the Appellant challenges the sufficiency of the evidence sustaining his convictions and the length of the sentences imposed by the trial court. Upon review, we affirm the judgments of the trial court.

Authoring Judge: Judge Norma McGee Ogle
Originating Judge:Judge J. Weber McCraw
Fayette County Court of Criminal Appeals 07/31/20
State of Tennessee v. Jonathan Montgomery

M2020-00026-CCA-R3-CD

A Rutherford County jury convicted Defendant, Jonathan Montgomery, of driving under the influence (“DUI”) per se, DUI with blood alcohol content over .08 percent, DUI, sixth offense, and driving on a revoked license. The trial court sentenced Defendant to three years with a thirty percent release eligibility for DUI and to a concurrent sentence of six months for driving on a revoked license. On appeal, Defendant contends the evidence presented at trial was insufficient to support his convictions. Following a thorough review, we affirm the judgments of the trial court.

Authoring Judge: Judge Robert L. Holloway, Jr.
Originating Judge:Judge David M. Bragg
Rutherford County Court of Criminal Appeals 07/31/20
Amanda Paige Ryan-Cothron v. William Michael Cothron

M2019-00137-COA-R3-CV

This appeal arises from a petition filed by a former wife alleging that the former husband breached their marital dissolution agreement. Wife sought $10,000 in damages to property that husband had allegedly damaged in the manner in which the property was stored. The trial court awarded Wife $7,820 in damages. Husband appeals, asserting that the court erred in adopting the values stated in the marital dissolution agreement in assessing Wife’s damages and in not holding that Wife failed to mitigate her damages. Wife asserts that she was entitled to attorney’s fees in accordance with the enforcement provision of the MDA. We affirm the award of damages and reverse the denial of Wife’s application for attorney’s fees.    

Authoring Judge: Judge Richard H. Dinkins
Originating Judge:Judge J. Mark Rogers
Rutherford County Court of Appeals 07/31/20
Kenneth C. Miller v. Michael Kenneth Miller Et Al.

E2019-01511-COA-R3-CV

In this declaratory judgment action, the plaintiff filed a complaint in the Carter County Chancery Court (“trial court”) seeking an easement over improved real property located in Carter County. The plaintiff and his wife had originally conveyed the servient estate primarily at issue to the co-defendants, their son and daughter-in-law, in 2010. Following the 2010 conveyance, the plaintiff and his wife retained ownership of two adjoining parcels of land, which included their residence and were separated from the servient estate by an adjoining tract of real property that was owned by a third co-defendant, their great niece. The plaintiff and his wife also owned an “island” tract, consisting of approximately 18.4 acres of unimproved real property surrounded by the waters of the Watauga River and connected to the servient estate by a bridge that the plaintiff had built in the 1980s. The plaintiff’s wife died in 2014. In April 2018, the plaintiff filed a complaint seeking declaratory judgment that a permanent easement appurtenant existed, either by prior use, estoppel, or necessity, for the island tract, as the dominant estate, across the great niece’s property and the servient estate. Alternatively, the plaintiff claimed that he was entitled to an easement for ingress and egress, pursuant to Tennessee Code Annotated § 54-14-101 et seq. (2008), because the island tract was essentially “landlocked” by the servient estate. Following a bench trial, the trial court found that no permanent easement existed. Noting that the great niece had filed no responsive pleading and had not appeared for trial despite having received notice, the trial court entered a default judgment against her as to all issues that may have been raised concerning her interests. Upon further finding that the plaintiff was entitled to an easement by necessity, the trial court granted a twelve-foot easement to the plaintiff around the perimeter of the servient estate and across the great niece’s property for ingress and egress to the bridge leading to the island tract. The trial court denied the plaintiff’s request to locate the easement through the front yard of the servient estate. The great niece subsequently filed motions to alter or amend the final judgment and set aside the default judgment against her, both of which the trial court denied following a hearing. The plaintiff and the great niece have appealed. Discerning no reversible error, we affirm.

Authoring Judge: Judge Thomas R. Frierson, II
Originating Judge:Chancellor John C. Rambo
Carter County Court of Appeals 07/30/20
State of Tennessee v. Ricky Lee Womac - concurring and dissenting

E2019-00643-CCA-R3-CD

I dissent from the majority’s conclusion that the evidence is sufficient to support the Defendant’s conviction in Count Two of attempted first degree murder of Deputy Presswood. In my view, the evidence does not show that the Defendant took a substantial step toward killing Deputy Presswood. See T.C.A. § 39-12-101(a)(3) (2018) (criminal attempt). Viewed in the light most favorable to the State, the evidence shows that while standing in a Walmart checkout aisle, the Defendant looked over his left shoulder and saw Deputies Presswood and Redrup, who were in uniform, approaching him. Deputy Redrup, who was wearing a body camera, stepped to the Defendant’s right side and advised him that he was being arrested, and Deputy Presswood stood behind the Defendant. After some discussion with Deputy Redrup about the Defendant’s desire to purchase a drink, the Defendant put money that was in his hand into his pocket, produced a loaded gun with his left hand, and pointed the gun at Deputy Redrup. By the time the Defendant pointed the gun at Deputy Redrup, the hammer was cocked, and the Defendant had his finger on the trigger. The struggle for the gun and to take the Defendant into custody ensued, during which Deputy Redrup forced the web of his left hand into the gun’s breach in order to thwart any attempt by the Defendant to pull the trigger and fire the gun. The gun’s hammer was released, catching and injuring Deputy Redrup’s hand but preventing the gun from discharging. During the struggle, Deputy Redrup was the first officer to engage with the Defendant, who had turned to his right toward Deputy Redrup during the initial struggle for the gun. Deputy Presswood first attempted to assist in restraining and disarming the Defendant while standing behind Deputy Redrup and later moved to the Defendant’s side. The Defendant fought against the deputies’ efforts to restrain him and held onto the gun while Deputy Redrup kept his hand in the gun’s breach until a third deputy, who was in civilian clothing, joined the struggle and struck the Defendant.

Authoring Judge: Judge Robert W. Wedemeyer
Originating Judge:Judge Andrew M. Freiberg
McMinn County Court of Criminal Appeals 07/30/20
State of Tennessee v. Ricky Lee Womac

E2019-00643CCA-R3-CD

A McMinn County jury convicted the Defendant, Ricky Lee Womac, of two counts of attempted first degree premeditated murder and one count of reckless endangerment. In a separate proceeding, the Defendant pleaded guilty to possession of a firearm by a convicted felon. For these convictions, the trial court sentenced the Defendant to serve an effective sentence of eighty years in the Tennessee Department of Correction. On appeal, the Defendant asserts that the evidence is insufficient to support his convictions for attempted first degree premeditated murder and that his trial counsel was ineffective. After review, we affirm the trial court’s judgments.

Authoring Judge: Judge Robert W. Wedemeyer
Originating Judge:Judge Andrew M. Freiberg
McMinn County Court of Criminal Appeals 07/30/20
Terrell K. Raley, Et Al. v. Cees Brinkman, Et Al.

M2018-02022-COA-R3-CV

This appeal arises from a business dispute between the two members of a Tennessee limited liability company, 4 Points Hospitality, LLC (“4 Points”), each owning a 50% interest. The plaintiff-member, Terrell K. Raley (“Raley”), commenced this action asserting, individually and on behalf of the LLC, inter alia, that the defendant-member, Cees Brinkman (“Brinkman”), breached the operating agreement by failing to make a $175,000 capital contribution. Brinkman asserted counter claims, individually and on behalf of the LLC, for breach of contract and breach of fiduciary duty, alleging that Raley misappropriated funds for his personal benefit and that he withheld a large portion of Brinkman’s distributions and salary. Brinkman also claimed that Raley was liable for conversion and punitive damages. Brinkman sought to terminate Raley’s membership interest because he willfully and persistently breached his fiduciary duty, and because it was no longer reasonably practicable for the two men to continue operating the business. Brinkman also claimed he was entitled to recover his attorneys’ fees in accordance with Tenn. Code Ann. §§ 48-249-804 and -805, and the operating agreement. Upon Raley’s pre-trial motion, the trial court summarily dismissed Brinkman’s claim for attorneys’ fees under the operating agreement, holding that the attorneys’ fees provision only pertained to disputes submitted to arbitration. Following a lengthy bench trial, the court ruled that (1) Brinkman breached the operating agreement by failing to make a $175,000 capital contribution; (2) Raley was liable for breach of fiduciary duty, breach of contract, and conversion for underpaying Brinkman’s distributions and salary and for using 4 Points’ funds to satisfy unrelated, personal expenses; (3) Raley was not liable for punitive damages because his conduct was not egregious; and (4) Brinkman was not entitled to attorneys’ fees under §§ 48-249-804 and -805. The court also terminated Raley’s membership interest in 4 Points in accordance with Tenn. Code Ann. §§ 48-249-503(a)(6)(B) and (C), finding that Raley’s wrongful conduct adversely and materially affected the business, and it was no longer reasonably practicable for the members to continue operating the business together. Brinkman filed a motion to alter or amend the court’s order, and the court denied his motion in all respects but one, ruling, in accordance with Tenn. Code Ann. § 48-249-805, that Brinkman was entitled to equitable relief in the form of attorneys’ fees. Therefore, the court revised its order to allow half of the $240,275.59 Raley owed 4 Points as reimbursement for personal expenses to be paid to Brinkman, individually. Brinkman then filed notice that 4 Points intended to purchase Raley’s membership interest in accordance with Tenn. Code Ann. §§ 48-249-505 and -506, which necessitated an evidentiary hearing to determine the “fair value” of Raley’s interest. In preparation for the hearing, Brinkman’s expert prepared a valuation report applying shareholder-level discounts for lack of control and lack of marketability and adjusting 4 Points’ income for the corporate income tax. Raley responded by filing a motion in limine to determine the meaning and components of “fair value” under Tenn. Code Ann. § 48-249-506(3), arguing that any testimony or other evidence relating to discounts for lack of control and marketability and the corporate income tax should be excluded at the evidentiary hearing. In response, Brinkman submitted the affidavit of his valuation expert, explaining the expert’s valuation methodology and the reasons for applying a corporate income tax rate. The court ruled that because the company, rather than a third-party, was purchasing the membership interest, the fact that the interest was non-controlling was irrelevant to its fair value. The court also excluded evidence and testimony on discounts for lack of marketability. As for the applicability of the corporate income tax, the court ruled that “no entity level tax should be applied in the valuation analysis for a non-controlling interest in an electing S corporation, absent a compelling demonstration that independent third parties dealing at arms-length would do so as part of a purchase price negotiation.” Following the evidentiary hearing, the court determined that the fair value of 4 Points was $4,774,278.18, and that Raley’s 50% interest was $2,387,139.09. Brinkman timely filed this appeal contending the trial court erred in determining that (1) Brinkman breached the operating agreement by failing to make a capital contribution; (2) Raley was not liable for punitive damages; and (3) Brinkman was not entitled to attorneys’ fees pursuant to the operating agreement and/or §§ 48-249-804 and -805. As for the trial court’s valuation of Raley’s membership interest, Brinkman contends the trial court erred in (1) disallowing discounts for lack of control and lack of marketability and (2) determining that tax-affecting did not constitute relevant evidence of the fair value of Raley’s membership interest in 4 Points. We affirm the trial court’s judgment in every respect but one. We have determined that the trial court erred by failing to consider evidence relative to tax-affecting when determining the fair value of Raley’s membership interest, because Tenn. Code Ann. § 48-249-506 provides that relevant evidence of fair value includes the “recommendations of any of the appraisers of the parties to the proceeding.” Brinkman’s valuation expert stated in his affidavit that the application of a 38% tax rate “comports with generally accepted valuation standards and methods” and reasoned that, there is a risk of inaccurate valuation when the components of the capitalization rate are based on after-tax values, and no tax-affecting is applied to the income of the company. Therefore, we vacate the judgment valuing Raley’s interest and remand for the trial court to consider evidence relative to tax-affecting in determining the fair value of Raley’s membership interest and to enter judgment accordingly. 

Authoring Judge: Presiding Judge Frank G. Clement, Jr.
Originating Judge:Chancellor Ellen Hobbs Lyle
Davidson County Court of Appeals 07/30/20
State of Tennessee v. Kurk Mitchell Slater

M2019-01019-CCA-R3-CD

Defendant, Kurk Mitchell Slater, was indicted by a Lawrence County Grand Jury on eight counts: Count 1, attempted aggravated kidnapping; Count 2, attempted rape; Count 3, aggravated assault; Count 4, assault; Count 5, aggravated burglary; Count 6, vandalism under $1000; Count 7, reckless endangerment; and Count 8, assault. Defendant pled guilty to Counts 1, 3, and 5. The remaining counts were nolled pursuant to the plea agreement. Defendant agreed that he would be sentenced as a Range I, standard offender, at a separate sentencing hearing. The trial court sentenced Defendant to five years for each count, with partial consecutive alignment, for a total effective sentence of ten years incarceration. Defendant timely appeals the consecutive sentencing and the trial court’s denial of alternative sentencing. After a review, we affirm the judgments of the trial court.

Authoring Judge: Judge Timothy L. Easter
Originating Judge:Judge Stella L. Hargrove
Lawrence County Court of Criminal Appeals 07/30/20